Repeat business is the most satisfying kind, so I wish to start by thanking the leadership team at Principal Financial Group for coming back to our firm. We proudly placed two attorneys with PFG a few years back, and they are both loving their careers there. Here is the deal: Des Moines, Iowa. If you are from Iowa or are open to moving to Iowa for a wonderful opportunity, then please continue reading. Full relo package included, of course.
Principal Financial Group is a financial services leader that is always mentioned in best places to work features. This law department offers the increasingly rare combination of: high caliber interesting legal work, plus great work/life balance, plus compensation that will allow you to live like a king or queen in Des Moines.
Two positions, both subject matter specific: 1. ’40 Act securities expert. 2. ERISA expert.
Details on the ’40 Act position:
Attorney with a minimum of ten years of experience serving a mutual fund complex and having significant expertise relating to the Investment Company Act, the Investment Advisers Act, the Commodity Exchange Act, FINRA rules, broker-dealers, transfer agents and related regulatory filings (including registration statements, proxy statements, periodic reports, exemptive applications and no-action letters); working with and communicating clearly, promptly and authoritatively with the Securities and Exchange Commission, FINRA, CFTC and state insurance reviewers and examiners as well as mutual fund and variable contract accountants, compliance administrators, portfolio managers, operations staff, distribution staff, shareholder servicing staff and other members of fund management; advising the board of directors of mutual funds and ETFs; leading a team of lawyers that serves as the legal resource for a mutual fund complex.
Details on the ERISA position:
Experienced attorney with five years or more of practice predominantly with pension plan issues relating to pension plan operation, plan investment issues, fiduciary/transactional operations, and experience with current regulatory positions. Applicant would work with experienced team providing advice on pension-related legal issues to a group of affiliated companies that provide plan services as well as manufacture plan investment options. Some advocacy work.
To discuss, please email email@example.com and schedule a time to talk by phone. Thank you.